Credentials
- University of Denver Morgridge College of Education, Doctor of Philosophy (Ph.D.), Curriculum & Instruction
- University of Denver Sturm College of Law, Juris Doctor (J.D.)
- University of Pittsburgh, Bachelor of Science (B.S.), Business/Accounting,
- cum laude
- District of Columbia
- California
- Colorado
Engagement
- Member, California Bar Association
- Member, Colorado Bar Association
- Member, D.C. Bar Association
- Author, Raising Capital: Private Placement Forms & Techniques (Wolters Kluwer)
- Author, Accounting and Corporate Finance for Lawyers (Aspen Publishing)
Insights
SEC Proposes to Simplify Filer Status Categories and Expand Availability of Short-Form Registrations
On May 19, 2026, the Securities and Exchange Commission announced two separate proposals that would expand the availability of short-form registered offerings (including shelf and “at-the-market” registrations) and simplify the filer status framework for reporting companies, among other changes.Read
May 29, 2026
SEC Proposed Rule Would Allow Semiannual Reporting
On May 5, 2026, the Securities and Exchange Commission (“SEC”) announced proposed rule amendments that would permit public companies to file reports on a semiannual, rather than quarterly, basis.Read
May 6, 2026
SEC’s 45th Annual Small Business Forum
Every year the SEC hosts a Small Business Forum and this year’s event takes place on Monday, March 9 starting at 1:00pm eastern time. The Forum includes panels on empowering early-stage entrepreneurs, supporting growth-stage companies, and examining considerations for IPOs and small cap companies.Read
Feb 23, 2026