Whitney provides clients with strategic counsel and advice on federal and state securities law regulations and compliance. She works closely with companies to help them navigate regulatory agency investigations, including those by the U.S. Securities and Exchange Commission (SEC) and state regulatory agencies around the country.

Clients rely on Rick’s deep understanding of the mediation, arbitration, litigation, and appellate processes. Rick has been the lead trial attorney on a variety of complex cases presented to juries, judges, and arbitrators. His practice predominately focuses on business disputes, lease/contract disputes, construction disputes, securities cases, and trade secret issues.

Josh advises clients in all realms of corporate law, including federal and state securities law compliance, the formation and financing of start-up businesses, and mergers and acquisitions.

Stuart maintains a diverse practice, including many long-standing client relationships. His primary focus is on mergers and acquisitions, business planning, and federal tax issues. Clients across multiple industries value Stuart’s knowledge and experience, as well as his responsiveness to their concerns. 

Anne is experienced in all stages of litigation in both state and federal courts. Clients rely on her responsiveness and dedication in a wide variety of matters, including business litigation, labor and employment law, and securities litigation, as well as product liability, personal injury, and construction defect cases. 

Jim provides clients with a wealth of experience and insight regarding securities regulation and corporate and transactional law, informed by more than 50 years of practice. He primarily focuses on broker-dealer and investment adviser compliance, public company periodic reporting, new equity financings, and acquisitions and reorganizations involving publicly traded companies. He organizes new business entities, structures complex transactions, coordinates international business ventures, and advises on corporate governance.

Jud represents management in all phases of employment law, including issues related to discrimination and harassment, wages and hours, family and medical leave, employment contracts, non-compete agreements, criminal background checks and affirmative action. He also assists employers in investigating and responding to charges of discrimination and unfair labor practices, and advises clients on the avoidance and/or management of litigation in these areas.

Evan Strassberg is a civil litigator who holds active licenses in both Utah and California. Evan has extensive experience in a wide variety of litigation matters, including defense of consumer class actions and disputes regarding trademarks, breach of contract, fraud, securities, employment discrimination, eminent domain, and personal injury.

Clients from a variety of industries turn to Kevin for guidance and counsel on a broad range of matters pertaining to securities. He has extensive experience in public and private securities offerings, broker-dealer compliance (particularly regarding resales of restricted securities), and regulatory enforcement defense with the U.S. Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and state securities regulators.

Betsy focuses her practice on financial services, securities law, and regulatory compliance. In her past role as general counsel for a brokerage and clearing firm, she developed an informed perspective on advising clients who conduct their business in a regulatory environment.